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Investment Adviser Firm Summary

SPIRE WEALTH MANAGEMENT, LLC (CRD# 113908 / SEC# 801-60468)
Alternate Names: LEGACY ADVISORS, LLC , SPIRE WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/17/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/08/2006
Arizona 04/01/2002
California 08/17/2001
Colorado 04/01/2002
Connecticut 01/14/2005
Delaware 01/29/2004
District of Columbia 08/06/2001
Florida 09/04/2001
Georgia 02/19/2003
Hawaii 03/24/2006
Idaho 03/24/2006
Illinois 01/19/2005
Indiana 01/14/2005
Iowa 03/19/2009
Kansas 01/14/2005
Kentucky 10/14/2014
Louisiana 01/14/2005
Maine 10/31/2002
Maryland 08/17/2001
Massachusetts 08/17/2001
Michigan 02/19/2004
Minnesota 02/22/2016
Mississippi 10/14/2014
Missouri 01/14/2005
Montana 10/14/2014
Nebraska 02/05/2003
Nevada 05/09/2013
New Hampshire 04/02/2009
New Jersey 08/17/2001
New Mexico 01/14/2005
New York 08/17/2001
North Carolina 08/17/2001
North Dakota 02/11/2009
Ohio 08/17/2001
Oklahoma 10/15/2010
Oregon 03/24/2006
Pennsylvania 08/17/2001
Rhode Island 02/24/2011
South Carolina 01/14/2005
South Dakota 10/20/2016
Tennessee 01/17/2005
Texas 09/12/2001
Utah 07/24/2013
Vermont 01/23/2013
Virgin Islands 03/18/2009
Virginia 08/17/2001
Washington 02/11/2009
West Virginia 02/10/2003
Wisconsin 03/24/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser