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Investment Adviser Firm Summary

WRAPMANAGER INC (CRD# 108834 / SEC# 801-57629)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/26/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/25/2009
Alaska 01/26/2011
Arizona 02/03/2005
Arkansas 03/13/2007
California 08/03/2000
Colorado 02/03/2005
Connecticut 05/12/2006
Delaware 03/09/2009
District of Columbia 07/19/2013
Florida 10/18/2001
Georgia 02/03/2005
Hawaii 01/19/2006
Idaho 02/25/2009
Illinois 02/09/2005
Indiana 03/09/2007
Iowa 02/26/2009
Kansas 05/31/2006
Kentucky 11/24/2008
Louisiana 02/25/2009
Maine 07/06/2012
Maryland 02/25/2009
Massachusetts 05/12/2006
Michigan 01/19/2006
Minnesota 02/25/2009
Mississippi 01/26/2011
Missouri 08/09/2001
Montana 02/03/2005
Nebraska 02/25/2009
Nevada 03/09/2007
New Hampshire 02/25/2009
New Jersey 11/01/2001
New Mexico 02/25/2009
New York 04/21/2003
North Carolina 02/03/2005
North Dakota 07/06/2012
Ohio 05/10/2005
Oklahoma 08/15/2011
Oregon 02/25/2009
Pennsylvania 01/16/2004
Puerto Rico 02/25/2009
South Carolina 03/09/2007
Tennessee 01/20/2006
Texas 10/05/2001
Utah 02/25/2009
Vermont 08/23/2011
Virginia 02/03/2005
Washington 02/03/2005
Wisconsin 02/03/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser