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Investment Adviser Firm Summary

ADVISORY ALPHA, LLC (CRD# 158282 / SEC# 801-72499)
Alternate Names: ADVISORY ALPHA , ADVISORY ALPHA, LLC , CASE WEALTH MANAGEMENT , CONGER WEALTH MANAGEMENT , ESTATE DOCTOR , FINANCIAL TRANSITIONS LTD. , MONEY TALES FINANCIAL , SCHIPPER & OSTERINK , SUDDENLY SINGLE WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/14/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/26/2018
Arkansas 07/30/2018
California 12/15/2015
Colorado 03/24/2017
Connecticut 03/26/2018
Florida 08/31/2017
Georgia 03/26/2018
Idaho 03/26/2018
Illinois 10/05/2011
Indiana 01/29/2015
Louisiana 07/30/2018
Michigan 06/14/2011
Pennsylvania 10/20/2017
South Carolina 03/26/2018
Texas 12/01/2017
Virginia 06/21/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser