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Part 1A Item 11 Disclosure Information

DRPs
Part 1A

Item 1 Identifying Information

Item 2 SEC Registration/Reporting

Item 3 Form Of Organization

Item 4 Successions

Item 5 Information About Your Advisory Business

Item 6 Other Business Activities

Item 7.A Financial Industry Affiliations

Item 7.B Private Fund Reporting

Item 8 Participation or Interest in Client Transactions

Item 9 Custody

Item 10 Control Persons

Item 11 Disclosure Information

Item 12 Small Businesses
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Schedule B

Schedule D

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Form ADV-E

Accountant Surprise Examination Report


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FORM ADV
OMB: 3235-0049
UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION
Primary Business Name: ATTRACTOR INVESTMENT MANAGEMENT INC. IARD/CRD Number: 134748
Rev. 11/2011


WARNING: Complete this form truthfully. False statements or omissions may result in denial of your application, revocation of your registration, or criminal prosecution. You must keep this form updated by filing periodic amendments. See Form ADV General Instruction 4.
Item 1 Identifying Information
Responses to this Item tell us who you are, where you are doing business, and how we can contact you.
A.   Your full legal name (if you are a sole proprietor, your last, first, and middle names):
ATTRACTOR INVESTMENT MANAGEMENT INC.
 
B. Name under which you primarily conduct your advisory business, if different from Item 1.A.:
ATTRACTOR INVESTMENT MANAGEMENT INC.

List on Section 1.B. of Schedule D any additional names under which you conduct your advisory business.
 
C. If this filing is reporting a change in your legal name (Item 1.A.) or primary business name (Item 1.B.), enter the new name and specify whether the name change is of
Checkbox not checked your legal name or Checkbox not checked your primary business name:
 
D. (1) If you are registered with the SEC as an investment adviser, your SEC file number: 801-70496
(2) If you report to the SEC as an exempt reporting adviser, your SEC file number:
 
E. If you have a number ("CRD Number") assigned by the FINRA's CRD system or by the IARD system, your CRD number: 134748

If your firm does not have a CRD number, skip this Item 1.E. Do not provide the CRD number of one of your officers, employees, or affiliates.
 
F. Principal Office and Place of Business
(1) Address (do not use a P.O. Box):
Number and Street 1:
1325 FOURTH AVENUE
Number and Street 2:
SUITE 1425
City:
SEATTLE
State:

Washington
Country:

UNITED STATES
ZIP+4/Postal Code:
98101

If this address is a private residence, check this box: Checkbox not checked

List on Section 1.F. of Schedule D any office, other than your principal office and place of business, at which you conduct investment advisory business. If you are applying for registration, or are registered, with one or more state securities authorities, you must list all of your offices in the state or states to which you are applying for registration or with whom you are registered. If you are applying for SEC registration, if you are registered only with the SEC, or if you are reporting to the SEC as an exempt reporting adviser, list the largest five offices in terms of numbers of employees.

(2) Days of week that you normally conduct business at your principal office and place of business:
 Radio button selected, changedMonday - Friday  Radio button not selectedOther:
Normal business hours at this location:
7:00 AM - 4:00 PM
(3) Telephone number at this location:
206-462-3980
(4) Facsimile number at this location:
206-462-3985
 
G. Mailing address, if different from your principal office and place of business address:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

If this address is a private residence, check this box: Checkbox not checked
 
H. If you are a sole proprietor, state your full residence address, if different from your principal office and place of business address in Item 1.F.:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:
Yes No
I. Do you have one or more websites?  Radio button selected, changed   Radio button not selected

If "yes," list all website addresses on Section 1.I. of Schedule D. If a website address serves as a portal through which to access other information you have published on the web, you may list the portal without listing addresses for all of the other information. Some advisers may need to list more than one portal address. Do not provide individual electronic mail (e-mail) addresses in response to this Item.
 
J. Provide the name and contact information of your Chief Compliance Officer: If you are an exempt reporting adviser, you must provide the contact information for your Chief Compliance Officer, if you have one. If not, you must complete Item 1.K. below.
Name:
Other titles, if any:
Telephone number:
Facsimile number:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

Electronic mail (e-mail) address, if Chief Compliance Officer has one:
 
K. Additional Regulatory Contact Person: If a person other than the Chief Compliance Officer is authorized to receive information and respond to questions about this Form ADV, you may provide that information here.
Name:
Titles:
Telephone number:
Facsimile number:
Number and Street 1:
Number and Street 2:
City:
State:
Country:
ZIP+4/Postal Code:

Electronic mail (e-mail) address, if contact person has one:
Yes No
L. Do you maintain some or all of the books and records you are required to keep under Section 204 of the Advisers Act, or similar state law, somewhere other than your principal office and place of business?
 Radio button selected, changed   Radio button not selected

If "yes," complete Section 1.L. of Schedule D.
Yes No
M. Are you registered with a foreign financial regulatory authority?  Radio button not selected   Radio button selected, changed

Answer "no" if you are not registered with a foreign financial regulatory authority, even if you have an affiliate that is registered with a foreign financial regulatory authority. If "yes," complete Section 1.M. of Schedule D.
Yes No
N. Are you a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934?  Radio button not selected   Radio button selected, changed
If "yes," provide your CIK number (Central Index Key number that the SEC assigns to each public reporting company):
Yes No
O. Did you have $1 billion or more in assets on the last day of your most recent fiscal year?  Radio button not selected  Radio button selected, changed
 
P. Provide your Legal Entity Identifier if you have one:


A legal entity identifier is a unique number that companies use to identify each other in the financial marketplace. In the first half of 2011, the legal entity identifier standard was still in development. You may not have a legal entity identifier.
 


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View Registration/Reporting Status
Registration/Reporting Status 
Sections of Form ADV
View All | Part 1A Item 11 Disclosure Information  |  DRPs | Item 1 Identifying Information  |  Item 2 SEC Registration/Reporting  |  Item 3 Form Of Organization  |  Item 4 Successions  |  Item 5 Information About Your Advisory Business  |  Item 6 Other Business Activities  |  Item 7.A Financial Industry Affiliations  |  Item 7.B Private Fund Reporting  |  Item 8 Participation or Interest in Client Transactions  |  Item 9 Custody  |  Item 10 Control Persons  |  Item 11 Disclosure Information  |  Item 12 Small Businesses | Schedule A  |  Schedule B  |  Schedule D  |  DRPs  |  Signature Page
Form ADV-E
Accountant Surprise Examination Report