Investment Adviser Public Disclosure (IAPD) provides information about current and certain former Investment Adviser Representatives, Investment Adviser firms registered with the SEC and/or state securities regulators, and Exempt Reporting Advisers that file reports with the SEC and/or state securities regulators. IAPD also provides links to FINRA's BrokerCheck system which contains information about Brokerage firms and Registered Representatives of Brokerage firms.
Please see Site Explanation for additional information about what this website displays for investment adviser firms and Investment Adviser Representatives.
Spreadsheet reports containing some, but not all, of the information filed on Form ADV by currently registered or reporting SEC-registered advisers and SEC exempt reporting advisers is available at http://www.sec.gov/foia/docs/invafoia.htm.
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