|
|
|
1. |
This site, www.AdviserInfo.sec.gov, is provided as a public
service by the Securities and Exchange Commission (SEC). This is an official United
States Government System. We do not enable “cookies.” (A “cookie” is a file placed
on your hard drive by a website that allows the website to monitor your use of that
site, usually without your knowledge.)
|
|
2. |
By using this site, you are agreeing to security monitoring
and auditing. For security purposes, and to ensure that the public service remains
available to users, this government computer system employs programs to monitor
network traffic to identify unauthorized attempts to upload or change information
or to otherwise cause damage, including attempts to deny service to users.
|
|
3. |
Information presented on www.AdviserInfo.sec.gov is considered
public information and may be distributed or copied. Please do not use the SEC seal
or any of the other logos or artwork from this site. In addition, please be advised
that the IARD name is a registered servicemark.
|
|
4. |
For site management, we may collect and store information for
statistical purposes. This government computer system uses software programs to
create summary statistics, which are used for such purposes as assessing what information
is of most and least interest, and identifying system performance or problem areas.
|
|
5. |
This website has links to other agencies and organizations.
When you go to another site through the links, you are no longer on our site and
are subject to the terms and conditions of the new sites.
|
|
6. |
Unauthorized attempts to upload information and/or change information
on any portion of this site are strictly prohibited and are subject to prosecution
under the Computer Fraud and Abuse Act of 1986 and the National Information and
Infrastructure Protection Act of 1996 (see Title 18 U.S.C. §§ 1001 and 1030).
|
|
7. |
At the time that information is collected from advisers on Form
ADV, a Paperwork Reduction Act control number and a Privacy Act notice are displayed
on the form. These items are not displayed on this website.
|
|
|
|
|
|
|
